SEC Form 4 · accession 0001225208-17-007020
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Rauseo
Officer — Chief Operating Officer
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2017 | F | 939 | $1.40 | D | 118,054 | D | |
| Common StockF2 | Mar 28, 2017 | F | 1,836 | $1.40 | D | 116,218 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 27, 2014.
- F2Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on March 28, 2013.