SEC Form 4 · accession 0001225208-16-031297
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Herbert England
Director
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1,F2 | $6.44 | Apr 7, 2016 | A | 5,997 | A | — | Apr 7, 2026 | Common Stock | 5,997 | 5,997 | D |
Explanation of responses
- F1For services rendered as director
- F2These options vest at a rate of 25% per quarter.