SEC Form 4 · accession 0001225208-16-031294
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Togo D West Jr.
Director
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1 | $0.00 | Apr 7, 2016 | A | 4,348 | A | — | — | Common Stock | 4,348 | 4,348 | D |
Explanation of responses
- F1Deferred stock units earned by the reporting person pursuant to the FuelCell Energy, Inc. Deferred Compensation Plan. The common stock underlying the deferred stock units are payable to the reporting person on a one-for-one basis upon his Separation from Service from the membership on the Board of Directors within thirty (30) days after the Separation from Service