SEC Form 4 · accession 0001225208-16-031184
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur A. Bottone Jr.
Officer — President and CEO · Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2016 | F | 3,601 | $6.57 | D | 114,788 | D | |
| Common StockF2 | Apr 5, 2016 | F | 1,946 | $6.55 | D | 112,842 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 2, 2015.
- F2Represents Shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 5, 2012.