SEC Form 4 · accession 0001629800-17-000005
GENERAL CABLE CORP /DE/ · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emerson C Moser
Officer — SVP, General Counsel & Sec.
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | A | 10,853 | $0.00 | A | 55,548 | D | |
| Common StockF2 | Feb 10, 2017 | A | 15,504 | $0.00 | A | 71,052 | D | |
| Common StockF3 | Feb 13, 2017 | F | 412 | $16.65 | D | 70,640 | D | |
| Common Stock | holding | — | — | — | 2,176 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $16.80 | Feb 10, 2017 | A | 13,274 | A | — | Feb 10, 2027 | Common Stock | 13,274 | 13,274 | D |
Explanation of responses
- F1Restricted stock units vest one-third each year beginning December 31, 2017; the vesting is contingent upon achievement of the applicable performance condition and continued service.
- F2Restricted stock units vest one-half each year beginning February 10, 2018.
- F3Shares withheld for taxes upon the vesting of restricted stock units.
- F4Option vests one-third each year beginning February 10, 2018.