SEC Form 4 · accession 0000886035-16-000139
GENERAL CABLE CORP /DE/ · BGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig P Omtvedt
Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | P | 100,000 | $7.7135 | A | 140,937 | D | |
| Common StockF2 | Feb 17, 2016 | P | 100,000 | $7.6722 | A | 240,937 | D | |
| Common Stock | holding | — | — | — | 11,061 | I | Deferred - GCC Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF4,F3 | — | Feb 17, 2016 | I | 2,898 | A | — | — | Common Stock | 2,898 | 2,898 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.315 to $7.94, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.54 to $7.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
- F3Each share of phantom stock is the economic equivalent of one share of General Cable common stock. Shares of phantom stock are payable in cash following the reporting person's termination of service. The reporting person may transfer his phantom stock account into an alternate investment account at any time.
- F4These shares were acquired pursuant to the reporting person's reallocation of plan investments under the issuer's deferred compensation plan.