SEC Form 4 · accession 0001225208-18-010615
BOSTON SCIENTIFIC CORP · BSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J. Ballinger
Officer — EVP & Pres, Interven Cardio
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 11, 2018 | M | 37,430 | $7.39 | A | 108,581 | D | |
| Common StockF2 | Jun 11, 2018 | M | 31,056 | $7.16 | A | 139,637 | D | |
| Common StockF2 | Jun 11, 2018 | S | 700 | $36.77 | D | 138,937 | D | |
| Common StockF2 | Jun 11, 2018 | S | 31,056 | $32.00 | D | 107,881 | D | |
| Common StockF3,F2 | Jun 11, 2018 | S | 36,730 | $35.8702 | D | 71,151 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $7.16 | Jun 11, 2018 | M | 31,056 | D | — | Feb 28, 2021 | Common Stock | 31,056 | 0 | D |
| Stock Option (Right to Buy)F5 | $7.39 | Jun 11, 2018 | M | 37,430 | D | — | Feb 28, 2023 | Common Stock | 37,430 | 37,430 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.
- F2Includes shares acquired under the Boston Scientific Global Employee Stock Purchase Plan based upon the most current data available.
- F3Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.63 to $36.445, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 28, 2012, the first anniversary of the date of grant.
- F5Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 28, 2014, the first anniversary of the date of grant.