SEC Form 4 · accession 0001225208-18-006511
BOSTON SCIENTIFIC CORP · BSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Brennan
Officer — EVP and CFO
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | M | 20,461 | $7.41 | A | 299,644 | D | |
| Common Stock | Mar 19, 2018 | M | 13,661 | $13.08 | A | 313,305 | D | |
| Common Stock | Mar 19, 2018 | M | 12,422 | $7.16 | A | 325,727 | D | |
| Common Stock | Mar 19, 2018 | M | 7,572 | $7.39 | A | 333,299 | D | |
| Common Stock | Mar 19, 2018 | M | 6,093 | $6.28 | A | 339,392 | D | |
| Common StockF2 | Mar 19, 2018 | S | 60,209 | $27.8698 | D | 279,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.41 | Mar 19, 2018 | M | 20,461 | D | — | Feb 16, 2020 | Common Stock | 20,461 | 40,925 | D |
| Stock Option (Right to Buy)F4 | $13.08 | Mar 19, 2018 | M | 13,661 | D | — | Feb 24, 2024 | Common Stock | 13,661 | 40,984 | D |
| Stock Option (Right to Buy)F5 | $6.28 | Mar 19, 2018 | M | 6,093 | D | — | Feb 27, 2022 | Common Stock | 6,093 | 12,187 | D |
| Stock Option (Right to Buy)F6 | $7.16 | Mar 19, 2018 | M | 12,422 | D | — | Feb 28, 2021 | Common Stock | 12,422 | 24,846 | D |
| Stock Option (Right to Buy)F7 | $7.39 | Mar 19, 2018 | M | 7,572 | D | — | Feb 28, 2023 | Common Stock | 7,572 | 15,144 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.
- F2Represents the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $27.68 to $28.02, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3Grant to the reporting person of an option to purchase a specified number of common stock vesting in four equal annual installments beginning on February 16, 2011, the first anniversary of the date of grant.
- F4Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 24, 2015, the first anniversary of the date of grant.
- F5Grant to the reporting person of an option to purchase a specified number of common stock vesting in four equal annual installments beginning on February 27, 2013, the first anniversary of the date of grant.
- F6Grant to the reporting person of an option to purchase a specified number of common stock vesting in four equal annual installments beginning on February 28, 2012, the first anniversary of the date of grant.
- F7Grant to the reporting person of an option to purchase a specified number of common stock vesting in four equal annual installments beginning on February 28, 2014, the first anniversary of the date of grant.