SEC Form 4 · accession 0001225208-17-012573
BOSTON SCIENTIFIC CORP · BSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Brennan
Officer — EVP and CFO
Period of report
Jul 11, 2017
Accepted (ET)
Jul 12, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | M | 20,461 | $7.41 | A | 235,421 | D | |
| Common Stock | Jul 11, 2017 | M | 16,863 | $17.26 | A | 252,284 | D | |
| Common Stock | Jul 11, 2017 | M | 15,086 | $16.31 | A | 267,370 | D | |
| Common Stock | Jul 11, 2017 | M | 13,661 | $13.08 | A | 281,031 | D | |
| Common Stock | Jul 11, 2017 | M | 12,422 | $7.16 | A | 293,453 | D | |
| Common Stock | Jul 11, 2017 | M | 7,572 | $7.39 | A | 301,025 | D | |
| Common Stock | Jul 11, 2017 | M | 6,093 | $6.28 | A | 307,118 | D | |
| Common StockF2 | Jul 11, 2017 | S | 92,158 | $27.4753 | D | 214,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.41 | Jul 11, 2017 | M | 20,461 | D | — | Feb 16, 2020 | Common Stock | 20,461 | 61,386 | D |
| Stock Option (Right to Buy)F4 | $17.26 | Jul 11, 2017 | M | 16,863 | D | — | Feb 22, 2026 | Common Stock | 16,863 | 67,454 | D |
| Stock Option (Right to Buy)F5 | $16.31 | Jul 11, 2017 | M | 15,086 | D | — | Feb 23, 2025 | Common Stock | 15,086 | 60,345 | D |
| Stock Option (Right to Buy)F6 | $13.08 | Jul 11, 2017 | M | 13,661 | D | — | Feb 24, 2024 | Common Stock | 13,661 | 54,645 | D |
| Stock Option (Right to Buy)F7 | $6.28 | Jul 11, 2017 | M | 6,093 | D | — | Feb 27, 2022 | Common Stock | 6,093 | 18,280 | D |
| Stock Option (Right to Buy)F8 | $7.16 | Jul 11, 2017 | M | 12,422 | D | — | Feb 28, 2021 | Common Stock | 12,422 | 37,268 | D |
| Stock Option (Right to Buy)F9 | $7.39 | Jul 11, 2017 | M | 7,572 | D | — | Feb 28, 2023 | Common Stock | 7,572 | 22,716 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.
- F2Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.29 to $27.58, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Grant to the reporting person of an option to purchase 102,308 shares of common stock vesting in four equal annual installments beginning on February 16, 2011, the first anniversary of the grant.
- F4Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 22, 2017, the first anniversary of the grant.
- F5Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 23, 2016, the first anniversary of the grant.
- F6Grant to the reporting person of an option to purchase a specified number of shares of common stock in four equal annual installments beginning on February 24, 2015, the first anniversary of the grant.
- F7Grant to the reporting person of an option to purchase 30,466 shares of common stock vesting in four equal annual installments beginning on February 27, 2013, the first anniversary of the grant.
- F8Grant to the reporting person of an option to purchase 62,112 shares of common stock vesting in four equal annual installments beginning on February 28, 2012, the first anniversary of the grant.
- F9Grant to the reporting person of an option to purchase 37,860 shares of common stock vesting in four equal annual installments beginning on February 28, 2014, the first anniversary of the grant.