SEC Form 4 · accession 0001225208-16-028742
BOSTON SCIENTIFIC CORP · BSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D Dawkins
Officer — EVP, Global Chief Med. Off.
Period of report
Feb 27, 2016
Accepted (ET)
Mar 1, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2016 | M | 4,777 | $0.00 | A | 227,086 | D | |
| Common Stock | Feb 27, 2016 | F | 2,150 | $17.21 | D | 224,936 | D | |
| Common StockF1 | Feb 28, 2016 | M | 4,887 | $0.00 | A | 229,823 | D | |
| Common StockF1 | Feb 28, 2016 | M | 4,736 | $0.00 | A | 234,559 | D | |
| Common Stock | Feb 28, 2016 | F | 4,332 | $17.21 | D | 230,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F1,F2 | — | Feb 27, 2016 | M | 4,777 | D | — | — | Common Stock | 4,777 | 23,872 | D |
| Deferred Stock UnitsF3,F1,F4 | — | Feb 28, 2016 | M | 4,736 | D | — | — | Common Stock | 4,736 | 19,136 | D |
| Deferred Stock UnitsF3,F1,F5 | — | Feb 28, 2016 | M | 4,887 | D | — | — | Common Stock | 4,887 | 14,249 | D |
Explanation of responses
- F1Each deferred stock unit represents the Company's commitment to issue one share of Boston Scientific common stock.
- F2Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 27, 2013, the first anniversary of the date of grant.
- F3Reflects multiple DSU awards with independent vesting schedules.
- F4Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 28, 2014, the first anniversary of the date of grant.
- F5Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 28, 2012, the first anniversary of the date of grant.