SEC Form 4 · accession 0001225208-16-028735
BOSTON SCIENTIFIC CORP · BSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J. Ballinger
Officer — SVP & Pres, Interven Cardio
Period of report
Feb 27, 2016
Accepted (ET)
Mar 1, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2016 | M | 3,185 | $0.00 | A | 61,452 | D | |
| Common StockF2 | Feb 27, 2016 | F | 1,536 | $17.21 | D | 59,916 | D | |
| Common StockF1,F2 | Feb 28, 2016 | M | 5,751 | $0.00 | A | 65,667 | D | |
| Common StockF1,F2 | Feb 28, 2016 | M | 5,587 | $0.00 | A | 71,254 | D | |
| Common StockF2 | Feb 28, 2016 | F | 5,465 | $17.21 | D | 65,789 | D | |
| Common StockF2 | Feb 29, 2016 | S | 2,114 | $17.17 | D | 63,675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F4 | — | Feb 27, 2016 | M | 3,185 | D | — | Feb 27, 2017 | Common Stock | 3,185 | 3,185 | D |
| Deferred Stock UnitsF1,F5 | — | Feb 28, 2016 | M | 5,587 | D | — | Feb 28, 2016 | Common Stock | 5,587 | 0 | D |
| Deferred Stock UnitsF1,F6 | — | Feb 28, 2016 | M | 5,751 | D | — | Feb 28, 2018 | Common Stock | 5,751 | 11,502 | D |
Explanation of responses
- F1Each deferred stock unit represents the Company's commitment to issue one share of Boston Scientific common stock.
- F2Includes shares acquired under the Boston Scientific Global Employee Stock Purchase Plan based upon the most current data available.
- F3This transaction was effected pursuant to a pre-established Rule 10b5-1 trading plan.
- F4Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 27, 2013, the first anniversary of the date of grant.
- F5Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 28, 2012, the first anniversary of the date of grant.
- F6Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 28, 2014, the first anniversary of the date of grant.