SEC Form 4 · accession 0000892712-18-000173
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Schepp
Officer — Chief Administrative Officer
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2018 | F | 701 | $65.51 | D | 196,442 | D | |
| Common Stock | Apr 2, 2018 | M | 5,121 | $45.54 | A | 201,563 | D | |
| Common StockF2,F3,F5 | Apr 2, 2018 | S | 5,121 | $65.29 | D | 196,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $45.54 | Apr 2, 2018 | M | 5,121 | D | Apr 1, 2014 | Apr 1, 2020 | Common Stock | 5,121 | 0 | D |
Explanation of responses
- F1Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock under the Company's 2010 Long Term Compensation Plan.
- F2The sales reported were effected pursuant to a Rule 10b5-1 pre-planned trading plan.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.78, inclusive.
- F4In accordance with SEC rules, this number reflects only those shares remaining from this particular grant. It does not include any other securities that may be held, such as shares from other stock option grants.
- F5Includes 106,411 unvested shares of restricted stock.