SEC Form 4 · accession 0000892712-18-000151
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Schepp
Officer — Chief Administrative Officer
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2018 | A | 991 | — | A | 199,100 | D | |
| Common StockF2 | Mar 28, 2018 | F | 1,958 | $62.80 | D | 197,142 | D | |
| Common Stock | Mar 29, 2018 | M | 42,840 | $48.48 | A | 239,982 | D | |
| Common StockF3,F4 | Mar 29, 2018 | S | 42,840 | $65.50 | D | 197,142 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $48.48 | Mar 29, 2018 | M | 42,840 | D | Mar 26, 2013 | Mar 26, 2019 | Common Stock | 42,840 | 0 | D |
Explanation of responses
- F1Award of additional restricted stock in lieu of a $0.61 per share dividend issued by the Company on all Common Stock, which was payable March 28, 2018. These shares vest on the same schedule as the underlying restricted shares.
- F2Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock under the Company's 2010 Long Term Compensation Plan.
- F3The sales reported were effected pursuant to a Rule 10b5-1 pre-planned trading plan.
- F4Includes 107,899 unvested shares of restricted stock.
- F5In accordance with SEC rules, this number reflects only those shares remaining from this particular grant. It does not include any other securities that may be held, such as shares from other stock option grants.