SEC Form 4 · accession 0000892712-18-000143
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Schepp
Officer — Chief Administrative Officer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 23, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | G | 400 | — | D | 189,407 | D | |
| Common Stock | Mar 21, 2018 | M | 20,480 | $45.54 | A | 209,887 | D | |
| Common StockF2,F3 | Mar 21, 2018 | S | 20,480 | $65.00 | D | 189,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $45.54 | Mar 21, 2018 | M | 20,480 | D | Apr 1, 2014 | Apr 1, 2020 | Common Stock | 20,480 | 5,121 | D |
Explanation of responses
- F1This transaction is a gift; therefore price is not applicable.
- F2The sales reported were effected pursuant to a Rule 10b-5 pre-planned trading plan.
- F3Includes 104,932 unvested shares of restricted stock.