SEC Form 4 · accession 0000892712-18-000104
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Mansell
Officer — Chairman, President, CEO · Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2018 | M | 92,600 | $50.39 | A | 377,066 | D | |
| Common StockF3 | Feb 13, 2018 | F | 82,453 | $62.90 | D | 294,613 | D | |
| Common Stock | holding | — | — | — | 67,953 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 220,492 | I | By family trust | |
| Common StockF5 | holding | — | — | — | 67,953 | I | By Trust for the Benefit of Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $50.39 | Feb 13, 2018 | M | 92,600 | D | Feb 13, 2007 | Feb 13, 2018 | Common Stock | 92,600 | 0 | D |
Explanation of responses
- F1Represents shares acquired upon exercise of an option immediately prior to the expiration of the option pursuant to an automatic exercise feature.
- F2Represents shares withheld in payment of the exercise price and tax withholding obligation upon exercise of the option.
- F3Includes 126,011 unvested shares of restricted stock.
- F4Mr. Mansell is not the trustee or beneficiary of the family trust. He disclaims ownership of the trust's shares for purposes of Section 16 of the Exchange Act and, accordingly, disclaims any obligation to report its transactions.
- F5This report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.
- F6In accordance with SEC rules, this number reflects only those shares remaining from this particular grant. It does not include any other securities that may be held, such as shares from other stock option grants.