SEC Form 4 · accession 0000892712-16-002004
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley S McDonald
Officer — Chief Financial Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 20,000 | $49.56 | A | 108,788 | D | |
| Common StockF1 | Nov 14, 2016 | S | 20,000 | $54.56 | D | 88,788 | D | |
| Common Stock | Nov 14, 2016 | M | 51,582 | $52.80 | A | 140,370 | D | |
| Common StockF1,F2 | Nov 14, 2016 | S | 51,582 | $55.80 | D | 88,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $49.56 | Nov 14, 2016 | M | 20,000 | D | Feb 25, 2005 | Feb 25, 2019 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $52.80 | Nov 14, 2016 | M | 51,582 | D | Mar 28, 2012 | Mar 28, 2018 | Common Stock | 51,582 | 0 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 pre-planned trading plan.
- F2Includes 25,986 unvested shares of restricted stock.