SEC Form 4 · accession 0000892712-16-002003
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley S McDonald
Officer — Chief Financial Officer
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 5,120 | $45.54 | A | 93,908 | D | |
| Common StockF1,F2 | Nov 10, 2016 | S | 5,120 | $50.61 | D | 88,788 | D | |
| Common Stock | Nov 10, 2016 | M | 5,120 | $45.54 | A | 93,908 | D | |
| Common StockF1,F3 | Nov 10, 2016 | S | 5,120 | $50.61 | D | 88,788 | D | |
| Common Stock | Nov 11, 2016 | M | 17,136 | $48.48 | A | 105,924 | D | |
| Common StockF1,F4 | Nov 11, 2016 | S | 17,136 | $53.48 | D | 88,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $45.54 | Nov 10, 2016 | M | 5,120 | D | Apr 1, 2013 | Apr 1, 2020 | Common Stock | 5,120 | 15,361 | D |
| Employee Stock Options (Right to Buy) | $45.54 | Nov 10, 2016 | M | 5,120 | D | Apr 1, 2013 | Apr 1, 2020 | Common Stock | 5,120 | 10,241 | D |
| Employee Stock Options (Right to Buy) | $48.48 | Nov 11, 2016 | M | 17,136 | D | Mar 26, 2013 | Mar 26, 2019 | Common Stock | 17,136 | 8,568 | D |
Explanation of responses
- F1The sales reported were executed pursuant to a Rule 10b5-1 pre-planned trading plan.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.61 to $50.83, inclusive.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.61 to $50.80, inclusive.
- F4Includes 25,986 unvested shares of restricted stock.