SEC Form 4 · accession 0000892712-15-000346
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Mansell
Officer — Chairman, President, CEO · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | M | 50,000 | $42.89 | A | 359,578 | D | |
| Common StockF2 | Mar 3, 2015 | S | 49,800 | $74.16 | D | 309,778 | D | |
| Common StockF3 | Mar 3, 2015 | S | 200 | $74.68 | D | 309,578 | D | |
| Common StockF1 | Mar 3, 2015 | M | 250,000 | $50.07 | A | 559,578 | D | |
| Common StockF4 | Mar 3, 2015 | S | 248,000 | $74.16 | D | 311,578 | D | |
| Common StockF5,F6 | Mar 3, 2015 | S | 2,000 | $74.65 | D | 309,578 | D | |
| Common StockF7 | holding | — | — | — | 220,492 | I | By family trust | |
| Common Stock | holding | — | — | — | 12,081 | I | By Trust | |
| Common StockF8 | holding | — | — | — | 12,081 | I | By Trust for Benefit of Spouse | |
| Common StockF8 | holding | — | — | — | 29,486 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.89 | Mar 3, 2015 | M | 50,000 | D | Mar 31, 2009 | Mar 31, 2015 | Common Stock | 50,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $50.07 | Mar 3, 2015 | M | 250,000 | D | Sep 15, 2009 | Sep 15, 2015 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a 10b5-1 pre-planned trading plan.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.59-$74.59, inclusive.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.66-$74.69, inclusive.
- F4The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.58-$74.57, inclusive..
- F5The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.58-$74.73, inclusive.
- F6Includes 229,682.82 unvested shares of restricted stock.
- F7Mr. Mansell is not the trustee or beneficiary of the family trust. He disclaims ownership of the trust's shares for purposes of Section 16 of the Exchange Act and, accordingly, disclaims any obligation to report its transactions.
- F8This report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.