SEC Form 4 · accession 0000892712-15-000333
KOHLS Corp · KSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank V Sica
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | G | 1,500 | — | D | 14,864 | D | |
| Common Stock | Mar 2, 2015 | M | 4,173 | $48.85 | A | 19,037 | D | |
| Common Stock | Mar 2, 2015 | S | 2 | $74.29 | D | 19,035 | D | |
| Common Stock | Mar 2, 2015 | M | 4,776 | $41.24 | A | 23,811 | D | |
| Common Stock | Mar 2, 2015 | S | 4,776 | $74.19 | D | 19,035 | D | |
| Common Stock | Mar 2, 2015 | M | 2,165 | $53.81 | A | 21,200 | D | |
| Common StockF2 | Mar 2, 2015 | S | 2,165 | $74.19 | D | 19,035 | D | |
| Common Stock | Mar 2, 2015 | M | 2,843 | $55.68 | A | 21,878 | D | |
| Common StockF3 | Mar 2, 2015 | S | 2,843 | $74.19 | D | 19,035 | D | |
| Common Stock | Mar 2, 2015 | M | 1,932 | $48.66 | A | 20,967 | D | |
| Common StockF4 | Mar 2, 2015 | S | 1,932 | $74.17 | D | 19,035 | D | |
| Common StockF5 | Mar 2, 2015 | M | 2,037 | $48.66 | A | 21,072 | D | |
| Common StockF6 | holding | — | — | — | 14,628 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $48.85 | Mar 2, 2015 | M | 4,173 | D | Apr 30, 2009 | Apr 30, 2018 | Common Stock | 4,173 | 0 | D |
| Employee Stock Option (Right to Buy) | $41.24 | Mar 2, 2015 | M | 4,776 | D | May 14, 2010 | May 14, 2019 | Common Stock | 4,776 | 0 | D |
| Employee Stock Option (Right to Buy) | $53.81 | Mar 2, 2015 | M | 2,165 | D | May 13, 2011 | May 13, 2020 | Common Stock | 2,165 | 0 | D |
| Employee Stock Option (Right to Buy) | $55.68 | Mar 2, 2015 | M | 2,843 | D | May 12, 2012 | May 12, 2021 | Common Stock | 2,843 | 0 | D |
| Employee Stock Option (Right to Buy) | $48.66 | Mar 2, 2015 | M | 1,932 | D | May 10, 2013 | May 10, 2022 | Common Stock | 1,932 | 2,037 | D |
| Employee Stock Option (Right to Buy) | $48.66 | Mar 2, 2015 | M | 2,037 | D | May 10, 2013 | May 10, 2022 | Common Stock | 2,037 | 0 | D |
Explanation of responses
- F1This transaction is a gift, therefore, price is not applicable.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.19-74.20, inclusive.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.18-74.20, inclusive.
- F4The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.16-$74.17, inclusive.
- F5Includes 1,953.72 unvested shares of restricted stock.
- F6This amount represents 14,628 shares held for the account of the Reporting Person's spouse. The filing of this report shall not be deemed an admission that Mr. Sica is the beneficial owner of these shares for purposes of Section 16 of the Exchange Act of 1934.