SEC Form 4 · accession 0001242215-16-000001
Bausch Health Companies Inc. · BHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Papa
Officer — CHAIRMAN & CEO · Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 6:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par valueF1 | Jun 10, 2016 | P | 202,000 | $24.48 | A | 2,442,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to purchase)F2 | $23.92 | Jun 9, 2016 | A | 682,652 | A | May 2, 2020 | May 2, 2026 | Common Shares, no par value | 682,652 | 682,652 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.06 to $24.88. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The options vest in equal installments on each of the first four anniversaries of May 2, 2016.