SEC Form 4 · accession 0001127602-19-009252
Bausch Health Companies Inc. · BHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D. Humphries
Officer — President, Ortho-Dermatologics
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par ValueF1 | Feb 27, 2019 | A | 15,221 | $0.00 | A | 117,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (right To Purchase)F2 | $23.16 | Feb 27, 2019 | A | 44,290 | A | — | Feb 27, 2029 | Common Shares, No Par Value | 44,290 | 44,290 | D |
Explanation of responses
- F1Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value ("Common Shares"), of Bausch Health Companies Inc. ("Bausch Health").
- F2The options vest in equal installments on each of the first three anniversaries of the date of grant.