SEC Form 4 · accession 0000885590-15-000034
Bausch Health Companies Inc. · BHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Roswell Chai-Onn
Officer — EVP, CLO, General Counsel
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1 | May 4, 2015 | M | 90,938 | $25.42 | A | 134,125 | D | |
| Common Stock, no par valueF1,F2 | May 4, 2015 | S | 90,938 | $222.5411 | D | 43,187 | D | |
| Common Stock, no par valueF3 | May 5, 2015 | M | 21,807 | $6.10 | A | 64,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to purchase)F1,F4 | $25.42 | May 4, 2015 | M | 90,938 | D | Oct 8, 2014 | Nov 11, 2015 | Common shares, no par value | 90,938 | 0 | D |
| Non-Qualified Stock Options (right to purchase)F3,F4 | $6.10 | May 5, 2015 | M | 21,807 | D | Nov 1, 2009 | Nov 1, 2015 | Common shares, no par value | 21,807 | 0 | D |
Explanation of responses
- F1This number represents options exercised and sold pursuant to a 10b5-1 trading plan covering these options, which were to expire on November 11, 2015.
- F2This number represents the weighted average sale price for all sales of common stock acquired upon exercise of options and sold, in each case pursuant to a 10b5-1 trading plan. Upon request by the Securities and Exchange Commission, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each price.
- F3This number represents options exercised and held pursuant to a 10b5-1 trading plan covering these options, which were to expire on November 1, 2015.
- F4The options vested one-fourth per year over four years starting with the first vest date falling on the first anniversary of the vesting commencement date, the second vest date falling on the second anniversary of the vesting commencement date, the third vest date falling on the third anniversary of the vesting commencement date, and the fourth vest date falling on the fourth anniversary of the vesting commencement date.