SEC Form 4 · accession 0000885590-15-000019

Bausch Health Companies Inc. · BHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, CLO, General Counsel

Period of report

Mar 2, 2015

Accepted (ET)

Mar 4, 2015 · 5:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000885590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, no par value^F1	Mar 2, 2015	M	90,939	$25.42	A	112,296	D
Common Stock, no par value^F1,F2	Mar 2, 2015	S	90,939	$200.0142	D	21,379	D
Common Stock, no par value^F3	Mar 3, 2015	M	21,808	$6.10	A	43,187	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (right to purchase)^F1,F4	$25.42	Mar 2, 2015	M	90,939	D	Oct 8, 2014	Nov 11, 2015	Common shares, no par value	90,939	90,938	D
Non-Qualified Stock Options (right to purchase)^F3,F4	$6.10	Mar 3, 2015	M	21,808	D	Nov 1, 2009	Nov 1, 2015	Common shares, no par value	21,808	21,807	D

F1This number represents options exercised and sold pursuant to a 10b5-1 trading plan covering these options, which were to expire on November 11, 2015.
F2This number represents the weighted average sale price for all sales of common stock acquired upon exercise of options and sold, in each case pursuant to a 10b5-1 trading plan. Upon request by the Securities and Exchange Commission, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each price.
F3This number represents options exercised and held pursuant to a 10b5-1 trading plan covering these options, which were to expire on November 1, 2015.
F4The options vested one-fourth per year over four years starting with the first vest date falling on the first anniversary of the vesting commencement date, the second vest date falling on the second anniversary of the vesting commencement date, the third vest date falling on the third anniversary of the vesting commencement date, and the fourth vest date falling on the fourth anniversary of the vesting commencement date.