SEC Form 4 · accession 0001193805-17-001549
GULF RESOURCES, INC. · GURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xiaobin Liu
Officer — Chief Executive Officer · Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 24, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885462
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005 per shareF1 | $1.454 | Aug 23, 2017 | A | 100,000 | A | — | Aug 22, 2021 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Represents an option to purchase shares of Common Stock granted on August 23, 2017 to Mr.Liu pursuant to the Registrant's 2007 Equity Incentive Plan. The option to purchase 100,000 shares of Common Stock vests and becomes exercisable beginning on August 23, 2017.