SEC Form 4 · accession 0001193805-15-001857
GULF RESOURCES, INC. · GURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nan Li
Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 6:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885462
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common Stock, par value $0.0005 per shareF1 | $1.88 | Nov 10, 2014 | A | 12,500 | A | — | Nov 9, 2018 | Common Stock | 12,500 | 25,000 | D |
Explanation of responses
- F1Represents an option to purchase shares of Common Stock granted on November 10, 2015 to Mr. Li pursuant to the Registrant's 2007 Equity Incentive Plan. The option to purchase shares of Common Stock vests and becomes exercisable beginning on November 10, 2015.