SEC Form 4 · accession 0001209191-16-151730
CYNOSURE INC · CYNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Delaney
Officer — Executive VP, Sales
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 21, 2016 | M | 5,833 | $29.40 | A | 5,833 | D | |
| Class A Common Stock | Nov 21, 2016 | S | 5,833 | $45.00 | D | 0 | D | |
| Class A Common Stock | Nov 22, 2016 | M | 2,042 | $30.51 | A | 2,042 | D | |
| Class A Common Stock | Nov 22, 2016 | S | 2,042 | $45.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $29.40 | Nov 21, 2016 | M | 5,833 | D | — | Feb 13, 2024 | Class A Common Stock | 5,833 | 5,834 | D |
| Employee Stock Option (right to buy)F3 | $30.51 | Nov 22, 2016 | M | 2,042 | D | — | Feb 11, 2025 | Class A Common Stock | 2,042 | 10,209 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The option became exercisable as to approximately 8.33% of the shares on each three-month anniversary of the 2/13/2014 grant date.
- F3The option became exercisable as to approximately 8.33% of the shares on each three-month anniversary of the 2/11/2015 grant date.