SEC Form 4 · accession 0001209191-16-150079
CYNOSURE INC · CYNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M. Barefoot
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 11, 2016 | M | 1,271 | $0.00 | A | 14,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 11, 2016 | M | 1,271 | D | — | — | Class A Common Stock | 1,271 | 2,543 | D |
Explanation of responses
- F1On November 11, 2016, 1,271 shares that were acquired by the reporting person pursuant to the award of restricted stock units on May 11, 2016 vested and were paid to the reporting person.
- F2Each restricted stock unit represents the contingent right to receive one share of the issuer's Class A common stock upon vesting of the unit.
- F3The restricted stock units vest as to approximately 25% of the shares on each three-month anniversary of the grant date of May 11, 2016.