SEC Form 4 · accession 0001209191-16-139381
CYNOSURE INC · CYNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M. Barefoot
Director
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 30, 2016 | M | 5,000 | $11.94 | A | 5,000 | D | |
| Class A Common StockF1 | Aug 30, 2016 | S | 5,000 | $51.6606 | D | 0 | D | |
| Class A Common Stock | Aug 30, 2016 | M | 8,000 | $21.16 | A | 8,000 | D | |
| Class A Common StockF1 | Aug 30, 2016 | S | 8,000 | $51.6606 | D | 0 | D | |
| Class A Common Stock | Aug 30, 2016 | M | 8,000 | $23.45 | A | 8,000 | D | |
| Class A Common StockF1 | Aug 30, 2016 | S | 8,000 | $51.6606 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $11.94 | Aug 30, 2016 | M | 5,000 | D | — | Jun 3, 2021 | Class A Common Stock | 5,000 | 0 | D |
| Director Stock Option (right to buy)F3 | $21.16 | Aug 30, 2016 | M | 8,000 | D | — | May 9, 2022 | Class A Common Stock | 8,000 | 0 | D |
| Director Stock Option (right to buy)F4 | $23.45 | Aug 30, 2016 | M | 8,000 | D | — | Jun 24, 2023 | Class A Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The sales price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $51.22 to $52.14 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option became exercisable as to approximately 33.33% of the shares on each one-year anniversary of the 6/3/2011 grant date.
- F3The option became exercisable as to 100% of the shares on the one-year anniversary of the 5/9/2012 grant date.
- F4The option became exercisable as to 100% of the shares on the one-year anniversary of the 6/24/2013 grant date.