SEC Form 4 · accession 0001181431-15-007778
CYNOSURE INC · CYNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ettore V Biagioni
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 1, 2015 | M | 6,000 | $13.97 | A | 11,220 | D | |
| Class A Common Stock | Jun 1, 2015 | M | 2,000 | $11.89 | A | 13,220 | D | |
| Class A Common Stock | Jun 1, 2015 | M | 8,000 | $21.16 | A | 21,220 | D | |
| Class A Common Stock | Jun 1, 2015 | M | 8,000 | $23.45 | A | 29,220 | D | |
| Class A Common StockF3 | Jun 1, 2015 | S | 24,000 | $36.2497 | D | 5,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F4 | $13.97 | Jun 1, 2015 | M | 6,000 | D | — | May 12, 2021 | Class A Common Stock | 6,000 | 0 | D |
| Director Stock Option (right to buy)F5 | $11.89 | Jun 1, 2015 | M | 2,000 | D | — | Jul 27, 2021 | Class A Common Stock | 2,000 | 0 | D |
| Director Stock Option (right to buy)F6 | $21.16 | Jun 1, 2015 | M | 8,000 | D | — | May 9, 2022 | Class A Common Stock | 8,000 | 0 | D |
| Director Stock Option (right to buy)F7 | $23.45 | Jun 1, 2015 | M | 8,000 | D | — | Jun 24, 2023 | Class A Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The number of shares include 5,220 shares currently owned plus 6,000 shares from the exercise of stock options on June 1, 2015.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The sales price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $36.00 to $36.71 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4The option became exercisable as to 100% of the shares on the anniversary of the 5/12/2011 grant date.
- F5The option became exercisable as to 100% of the shares on the anniversary of the 7/27/2011 grant date.
- F6The option became exercisable as to 100% of the shares on the anniversary of the 5/9/2012 grant date.
- F7The option became exercisable as to 100% of the shares on the anniversary of the 6/24/2013 grant date.