SEC Form 4 · accession 0001181431-15-007243
CYNOSURE INC · CYNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy W Baker
Officer — President and CFO
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 19, 2015 | M | 40,000 | $22.12 | A | 40,000 | D | |
| Class A Common Stock | May 19, 2015 | M | 10,061 | $22.65 | A | 10,061 | D | |
| Class A Common StockF2 | May 19, 2015 | S | 50,061 | $38.002 | D | 0 | D | |
| Class A Common Stock | May 20, 2015 | M | 19,939 | $22.65 | A | 19,939 | D | |
| Class A Common Stock | May 20, 2015 | M | 19,000 | $23.97 | A | 19,000 | D | |
| Class A Common StockF5 | May 20, 2015 | S | 38,939 | $38.0716 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $22.12 | May 19, 2015 | M | 40,000 | D | — | Oct 30, 2023 | Class A Common Stock | 40,000 | 0 | D |
| Employee Stock Option (right to buy)F4 | $22.65 | May 19, 2015 | M | 10,061 | D | — | Feb 14, 2017 | Class A Common Stock | 10,061 | 19,939 | D |
| Employee Stock Option (right to buy)F4 | $22.65 | May 20, 2015 | M | 19,939 | D | — | Feb 14, 2017 | Class A Common Stock | 19,939 | 0 | D |
| Employee Stock Option (right to buy)F6 | $23.97 | May 20, 2015 | M | 19,000 | D | — | Feb 13, 2018 | Class A Common Stock | 19,000 | 0 | D |
Explanation of responses
- F1The option became exercisable as to approximately 25% of the shares on each three-month anniversary of the 10/30/2013 grant date.
- F2The sales price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $38.00 to $38.07 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F4The option became exercisable as to approximately 8.33% of the shares on each three-month anniversary of the 2/14/2007 grant date.
- F5The sales price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $38.00 to $38.39 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F6The option became exercisable as to approximately 8.33% of the shares on each three-month anniversary of the 2/13/2008 grant date.