SEC Form 3 · accession 0001437749-19-004231
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gulzar Roy
10% Owner
Period of report
Feb 28, 2019
Accepted (ET)
Mar 6, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,023,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 102,857 | — | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 50,986 | — | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 64,286 | — | D |
Explanation of responses
- F1Includes 20,362 shares of common stock underlying restricted stock units granted to Reporting Person's spouse which will vest March 31, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2The restricted stock units corresponding to this note were granted to Reporting Person's spouse on June 2, 2017 and will vest on the second anniversary of the grant date. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F3The restricted stock units corresponding to this note were granted to Reporting Person's spouse on June 30, 2018 and will vest on the first anniversary of the grant date. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F4The restricted stock units corresponding to this note were granted to Reporting Person's spouse on December 6, 2018 and will vest on the first anniversary of the grant date. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.