SEC Form 4 · accession 0001209191-15-000986
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd A. Borus
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 82,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionsF2 | $0.94 | Dec 31, 2014 | A | 18,509 | A | Dec 31, 2014 | Dec 31, 2024 | Common Stock | 18,509 | 18,509 | D |
Explanation of responses
- F1The reporting person was issued 580 shares of common stock in lieu of cash dividends on shares of Series D preferred stock held by him, which shares were issued as of December 31, 2014. Reporting person believes that this transaction is exempt under Rule16a-9 under the Securities Exchange Act of 1934, as amended.
- F2Represents issuance in lieu of cash director fees pursuant to the Company's 2011 Omnibus Equity Incentive Plan.