SEC Form 4 · accession 0001144204-17-047887
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Poelking
Officer — Chief Financial Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $2.00 | Sep 11, 2017 | A | 25,000 | A | Oct 1, 2019 | Sep 11, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The shares subject to the option will vest in three equal annual installments commencing on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each vesting date. However, none of the vested options shall be exercisable prior to October 1, 2019.