SEC Form 4 · accession 0001140361-15-000106
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
LAZARUS INVESTMENT PARTNERS LLLP
10% Owner
Justin B Borus
10% Owner
Lazarus Management Co LLC
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | J | 46,431 | $0.00 | A | 6,634,787 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock dividend paid on Series D Preferred Stock in shares of Common Stock in lieu of cash, for no consideration and at the Issuer's election. Reporting persons believe that this transaction is exempt under Rule 16a-9(a) promulgated under the Securities Exchange Act of 1934 but are voluntarily reporting on this Form 4.
- F2In addition to this total, Lazarus Management Company LLC, as investment adviser and general partner, and Justin B. Borus, as managing member of Lazarus Management Company LLC, hold an indirect interest in 7,500 shares of Common Stock that are held directly by Lazarus Macro Micro Partners LLLP. Lazarus Investment Partners LLLP holds no interest in these securities and Lazarus Management Company LLC and Justin B. Borus disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Remarks
The reported securities are owned directly by Lazarus Investment Partners LLLP, and indirectly by Lazarus Management Company LLC, as investment adviser and general partner of Lazarus Investment Partners, and Justin B. Borus, as managing member of Lazarus Management Company LLC. Lazarus Management Company LLC and Justin B. Borus disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.