SEC Form 4 · accession 0000899243-15-005989
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Patrick Henry
Officer — Interim Chief Strategy Officer · Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionsF1 | $0.29 | Sep 30, 2015 | A | 22,561 | A | Sep 30, 2015 | Sep 30, 2025 | Common Stock | 22,561 | 22,561 | D |
Explanation of responses
- F1Represents issuance in lieu of cash director fees pursuant to the Company's 2011 Omnibus Equity Incentive Plan for the period commencing July 1, 2015 and ending on the date of the Reporting Person's appointment as the interim Chief Strategy Officer of the Company. The Reporting Person does not receive compensation for service as a member of the board of directors of the Issuer while serving in the capacity as an officer.