SEC Form 4 · accession 0000899243-15-004069
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Patrick Henry
Officer — Interim Chief Strategy Officer · Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.25 | Aug 24, 2015 | A | 475,000 | A | Aug 24, 2015 | Aug 24, 2025 | Common Stock | 475,000 | 475,000 | D |
| Stock OptionsF1,F2 | $0.25 | Aug 24, 2015 | A | 125,000 | A | Sep 24, 2015 | Aug 24, 2025 | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1Represents a grant of stock options under the issuer's 2011 Omnibus Equity Incentive Plan in accordance with the terms of an employment agreement entered into between the issuer and the Reporting Person dated August 24, 2015.
- F2Subject to vesting in accordance with the terms of the employment agreement between the issuer and the Reporting Person. The exercisability of this option is subject to shareholder approval of a share increase under the Company's 2011 Omnibus Equity Incentive Plan.