SEC Form 4 · accession 0000899243-15-002883

Aeon Global Health Corp. · AGHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 7, 2015

Accepted (ET)

Aug 11, 2015 · 7:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000885074

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant (right to buy)	$1.34	Aug 7, 2015	J	1,119,403	D	Sep 15, 2012	Mar 15, 2017	Common Stock	1,119,403	0	I
Warrant (right to buy)	$0.17	Aug 7, 2015	J	1,119,403	A	Aug 7, 2015	Dec 13, 2019	Common Stock	1,119,403	1,119,403	I
Warrant (right to buy)	$1.34	Aug 7, 2015	J	1,550,387	D	Mar 28, 2013	Sep 28, 2017	Common Stock	1,550,387	0	I
Warrant (right to buy)	$0.17	Aug 7, 2015	J	1,550,387	A	Aug 7, 2015	Dec 13, 2019	Common Stock	1,550,387	1,550,387	I
Warrant (right to buy)	$0.95	Aug 7, 2015	J	2,450,000	D	Dec 20, 2013	Jun 20, 2018	Common Stock	2,450,000	0	I
Warrant (right to buy)	$0.17	Aug 7, 2015	J	2,450,000	A	Aug 7, 2015	Dec 13, 2019	Common Stock	2,450,000	2,450,000	I
Warrant (right to buy)	$1.34	Aug 7, 2015	J	155,039	D	Mar 28, 2013	Sep 28, 2017	Common Stock	155,039	0	I
Warrant (right to buy)	$0.17	Aug 7, 2015	J	155,039	A	Aug 7, 2015	Dec 13, 2019	Common Stock	155,039	155,039	I
Warrant (right to buy)	$0.95	Aug 7, 2015	J	200,000	D	Dec 20, 2013	Jun 20, 2018	Common Stock	200,000	0	I
Warrant (right to buy)	$0.17	Aug 7, 2015	J	200,000	A	Aug 7, 2015	Dec 13, 2019	Common Stock	200,000	200,000	I

F1The reported transactions involve an amendment of the warrants to amend the exercise price and expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16.