SEC Form 4 · accession 0000899243-15-000175
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Marshall
Officer — Chief Financial Officer
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | J | 2,284 | $1.0857 | A | 308,314 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 2,284 shares of common stock issuable in lieu of cash dividends on shares of Series D preferred stock held by him. Such shares were accrued and are payable as of June 30, 2015. Reporting person believes that this transaction is exempt under ss.240.16a-9 as is voluntarily reporting this on this Form 4.
- F2In addition to the shares of common stock described in footnote 1, this number includes (i) 2,322 shares of common stock issued to the reporting person in lieu of cash dividends on shares of Series D preferred stock held by him, which were issued as of December 31, 2014 and (ii) an aggregate of 115,514 restricted stock units under the Authentidate Holding Corp. 2011 Omnibus Equity Incentive Plan, which restricted stock units represent the contingent right to receive, upon vesting of the unit, one share of common stock.