SEC Form 4 · accession 0000899243-15-000172
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd A. Borus
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 82,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionsF2 | $0.192 | Jun 30, 2015 | A | 110,009 | A | Jun 30, 2015 | Jun 30, 2025 | Common Stock | 110,009 | 110,009 | D |
Explanation of responses
- F1Includes 571shares of common stock issuable in lieu of cash dividends on shares of Series D preferred stock held by him. Such shares were accrued and are payable as of June 30, 2015. Reporting person believes that this transaction is exempt under Rule16a-9 under the Securities Exchange Act of 1934, as amended.
- F2Represents issuance in lieu of cash director fees pursuant to the Company's 2011 Omnibus Equity Incentive Plan.