SEC Form 4/A · accession 0001590503-19-000015
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory W Kleffner
Officer — Chief Financial Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 8, 2019 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2019 | F | 5,497 | $1.14 | D | 271,983 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld for payment of tax liability in connection with vesting of restricted shares.
- F2Amended to correct a miscalculation in the number of shares required to be withheld to satisfy tax liability in connection with the vesting of shares.