SEC Form 4 · accession 0001590503-18-000040
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell W Legler
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 12:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | S | 500 | $2.34 | D | 278,208 | D | |
| Common Stock | Oct 1, 2018 | S | 1,300 | $2.35 | D | 276,908 | D | |
| Common Stock | Oct 1, 2018 | S | 1,200 | $2.38 | D | 275,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.