SEC Form 4 · accession 0001590503-18-000037
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell W Legler
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | S | 700 | $2.28 | D | 284,008 | D | |
| Common Stock | Sep 4, 2018 | S | 800 | $2.29 | D | 283,208 | D | |
| Common Stock | Sep 4, 2018 | S | 500 | $2.30 | D | 282,708 | D | |
| Common Stock | Sep 4, 2018 | S | 900 | $2.31 | D | 281,808 | D | |
| Common Stock | Sep 4, 2018 | S | 100 | $2.311 | D | 281,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.