SEC Form 4 · accession 0001590503-18-000033
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell W Legler
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | S | 830 | $2.68 | D | 292,878 | D | |
| Common Stock | Aug 13, 2018 | S | 400 | $2.682 | D | 292,478 | D | |
| Common Stock | Aug 13, 2018 | S | 500 | $2.691 | D | 291,978 | D | |
| Common Stock | Aug 13, 2018 | S | 470 | $2.695 | D | 291,508 | D | |
| Common Stock | Aug 13, 2018 | S | 500 | $2.70 | D | 291,008 | D | |
| Common Stock | Aug 13, 2018 | S | 300 | $2.701 | D | 290,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.