SEC Form 4 · accession 0001590503-18-000028
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell W Legler
Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 24, 2018 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2018 | S | 23 | $2.345 | D | 302,685 | D | |
| Common Stock | Jul 23, 2018 | S | 400 | $2.351 | D | 302,285 | D | |
| Common Stock | Jul 23, 2018 | S | 801 | $2.36 | D | 301,484 | D | |
| Common Stock | Jul 23, 2018 | S | 200 | $2.363 | D | 301,284 | D | |
| Common Stock | Jul 23, 2018 | S | 416 | $2.37 | D | 300,868 | D | |
| Common Stock | Jul 23, 2018 | S | 360 | $2.38 | D | 300,508 | D | |
| Common Stock | Jul 23, 2018 | S | 200 | $2.39 | D | 300,308 | D | |
| Common Stock | Jul 23, 2018 | S | 100 | $2.40 | D | 300,208 | D | |
| Common Stock | Jul 23, 2018 | S | 200 | $2.405 | D | 300,008 | D | |
| Common Stock | Jul 23, 2018 | S | 100 | $2.42 | D | 299,908 | D | |
| Common Stock | Jul 23, 2018 | S | 100 | $2.43 | D | 299,808 | D | |
| Common Stock | Jul 23, 2018 | S | 100 | $2.44 | D | 299,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.