SEC Form 4 · accession 0001590503-18-000004
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Kleffner
Officer — Chief Financial Officer
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2018 | F | 4,326 | $0.646 | D | 277,480 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld for payment of tax liability in connection with vesting of restricted shares.
- F2Includes 4,562.044 shares acquired under the SMRT employee stock purchase plan.