SEC Form 4 · accession 0001590503-18-000003
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Hunt Hawkins
Officer — Chief Executive Officer · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | F | 5,005 | $0.646 | D | 305,223 | D | |
| Common Stock | holding | — | — | — | 350 | I | Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld for payment of tax liability in connection with vesting of restricted shares.