SEC Form 4 · accession 0001590503-17-000078
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eva Chantelle Quick
Officer — Controller
Period of report
Jan 27, 2017
Accepted (ET)
Jun 1, 2017 · 8:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 27, 2017 | F | 709 | $3.65 | D | 17,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld for payment of tax liability in connection with vesting of restricted shares.
- F2These shares were omitted from a Form 4 filed by the reporting person after the date of this Form 4 transaction.
- F3Includes 1,170.174 shares acquired under the SMRT employee stock purchase plan in December 2016.