SEC Form 4 · accession 0001590503-17-000033
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maryann Guariglia Morin
Officer — President
Period of report
Feb 22, 2017
Accepted (ET)
Feb 23, 2017 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.72 | Feb 22, 2017 | A | 500,000 | A | — | Feb 22, 2024 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1The option vests in five equal installments over 5 years, beginning February 22, 2018.