SEC Form 4 · accession 0001590503-17-000029
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Hunt Hawkins
Officer — Chief Executive Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | A | 16,031 | $0.00 | A | 266,879 | D | |
| Common StockF2 | Feb 14, 2017 | F | 6,704 | $3.64 | D | 260,175 | D | |
| Common Stock | holding | — | — | — | 350 | I | Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares issued pursuant to Issuer's 2001 Omnibus Plan.
- F2Shares were withheld for payment of tax liability in connection with vesting of performance shares.