SEC Form 4 · accession 0001590503-16-000057
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L. Pierce
Officer — Exec. VP, Director of Stores
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | A | 36,192 | $0.00 | A | 162,984 | D | |
| Common StockF2 | Feb 11, 2016 | F | 9,823 | $6.55 | D | 153,161 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares issued pursuant to Issuer's 2001 Omnibus Plan.
- F2Shares were withheld for payment of tax liability in connection with vesting of performance shares.